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Transactions today carry more risk and reward than ever before. Whether you are a private company going public, a public entity considering a reverse merger or in creating an SPAC, the skills and experience of your advisors can significantly impact the success of your transaction.
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Engaging a firm that can help you execute your strategy effectively can add value to any transaction, whether it is IPO-, M&A-, tax- or equity-related. Rothstein Kass’ SEC practice group provides integrated, independent advisory services. Whatever your marketplace, industry or size of your company — and your deals — we can play a critical role. To date, we have worked on 50 IPOs ranging from $20 million to more than $1 billion.
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We have also acquired a reputation for skill and excellence among many of the largest investment houses and law firms in this arena. We work as a team with all your advisors to provide the very best client service, twenty-four hours a day, seven days a week.
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We offer in-depth regulatory expertise, proven best practices coupled with innovative thinking, so that you have what you need to make informed decisions and achieve your business goals.
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| How We Can Help: |
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Registration of securities can be a tedious and lengthy process. Although SEC guidelines exist for filing forms, rules do not exist on how to complete the actual registration process. We can work with you to ensure that all decisions are well thought out and filings are completed accurately, timely, and in accordance with Securities and Exchange Commission (SEC) and Financial Accounting Standards Board (FASB) regulations.
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| Filings: |
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Registration of a public offering of securities under the Securities Act of 1933 (including, but not limited to, initial public offerings and secondary offerings). |
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Registration and reporting under the Securities Exchange Act of 1934 (including, but not limited to, annual and quarterly reporting). |
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Interpretation and implementation of regulations governing various filing forms (Regulations S-X, S-K, and S-B, Staff Accounting Bulletins, Codification of Financial Reporting Policies, and industry guides). |
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Researching and resolving SEC issues through communications with the SEC's Division of Corporation Finance (including the office of the Chief Accountant). |
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Identification and communication of the SEC's key areas of focus in recent filings and emerging SEC developments. |
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We believe that our clients should have a clear understanding of every aspect of a transaction — whether it is an M&A growth strategy, divestiture or reverse merger. Other areas we can help you with include but are not limited to:
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M&A advisory, divestitures and SPACs (Special Purpose Acquisition Companies):
Whether you are considering the merits of an IPO, buy or sell side transaction, we can help you with the due diligence and structuring and closing the deal, making sure your transaction and business strategies are fully aligned.
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| In this difficult economic climate, as investment capital becomes scarce and investors grow more demanding, you need an experienced firm to hit the ground running and do the deal right or you run the risk of no deal at all. From providing regulatory insight to transactional support, Rothstein Kass can do your deal right. |
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