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Security & Exhange Commission Services

Whether you are a public company or are considering going public, we can work with you to ensure that all decisions are well thought out and filings are completed accurately, timely, and in accordance with Securities and Exchange Commission (SEC) and Financial Accounting Standards Board (FASB) regulations.

Registration of securities can be a tedious and lengthy process. Although SEC guidelines exist for filing forms, rules do not exist on how to complete the actual registration process. This allows room for innovation and creativity. Our working knowledge and experience serving SEC clients has allowed us to become practiced at the processes involved. As a result, we can get you through the process in the most organized, timely, and efficient manner possible.

We can assist with:
  • Registration of a public offering of securities under the Securities Act of 1933 (including, but not limited to, initial public offerings and secondary offerings).
  • Registration and reporting under the Securities Exchange Act of 1934 (including, but not limited to, annual and quarterly reporting).
  • Interpretation and implementation of regulations governing various filing forms (Regulations S-X, S-K, and S-B, Staff Accounting Bulletins, Codification of Financial Reporting Policies, and industry guides).
  • Researching and resolving SEC issues through communications with the SEC's Division of Corporation Finance (including the office of the Chief Accountant).
  • Identification and communication of the SEC's key areas of focus in recent filings and emerging SEC developments.

 

 
 

 
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